Filing Details

Accession Number:
0001104659-23-009101
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-01 12:00:14
Reporting Period:
2023-01-30
Accepted Time:
2023-02-01 12:00:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538263 Hometrust Bancshares Inc. HTBI Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553051 Hunter Westbrook Hometrust Bancshares, Inc.
10 Woodfin Street
Asheville NC 28801
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-30 4,250 $14.37 67,333 No 4 M Direct
Common Stock Disposition 2023-01-30 4,250 $26.70 63,083 No 4 S Direct
Common Stock Acquisiton 2023-01-31 6,889 $14.37 69,972 No 4 M Direct
Common Stock Disposition 2023-01-31 6,369 $26.64 63,603 No 4 S Direct
Common Stock Disposition 2023-01-31 520 $27.00 63,083 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2023-01-30 4,250 $0.00 4,250 $14.37
Common Stock Stock Option Disposition 2023-01-31 6,889 $0.00 6,889 $14.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,384 2023-02-11 No 4 M Direct
5,495 2023-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,487 Indirect By KSOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $31.35 2032-02-11 10,000 10,000 Direct
Common Stock Stock Option $26.00 2028-02-11 40,000 40,000 Direct
Common Stock Stock Option $24.95 2027-02-11 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2032-02-11 10,000 10,000 Direct
2028-02-11 40,000 40,000 Direct
2027-02-11 20,000 20,000 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.45 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.
  4. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.
  5. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
  6. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.