Filing Details
- Accession Number:
- 0001104659-23-008866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-31 21:20:05
- Reporting Period:
- 2023-01-27
- Accepted Time:
- 2023-01-31 21:20:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426506 | Smg Industries Inc. | SMGI | Transportation Services (4700) | 510662991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1837944 | E. Brady Crosswell | 20475 State Hwy 249, Suite 450 Houston TX 77070 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2023-01-27 | 825,000 | $0.00 | 2,025,000 | No | 4 | P | Indirect | By Grey Fox Investments LLC |
| Common Stock, Par Value $.001 | Acquisiton | 2023-01-27 | 500,000 | $0.00 | 2,525,000 | No | 4 | P | Indirect | By Grey Fox Investments LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Grey Fox Investments LLC |
| No | 4 | P | Indirect | By Grey Fox Investments LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 375,000 | Indirect | By Grey Fox Secured Funding LP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | $0.10 | 2020-08-21 | 3,000,000 | 0 | Indirect | |
| Common Stock | Convertible Note | $0.25 | 2020-02-27 | 2023-03-31 | 1,000,000 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,000,000 | 0 | Indirect | |
| 2023-03-31 | 1,000,000 | 0 | Indirect |
Footnotes
- Issued as consideration for the extension of the maturity date of promissory notes from the Issuer.
- Issued as bonus shares in connection with the purchase of a promissory note from the Issuer.
- Convertible note is exercisable until 6/30/2023, or until such notes are paid in full.
Billionaire Hedge Funds
