Filing Details
- Accession Number:
- 0000899243-23-003059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-31 17:24:21
- Reporting Period:
- 2023-01-27
- Accepted Time:
- 2023-01-31 17:24:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1788028 | Jasper Therapeutics Inc. | JSPR | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933790 | Tc Group, Llc | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1354120 | Carlyle Investment Management Llc | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1397144 | Llp Abingworth | 38 Jermyn Street, London, England X0 SW1Y 6DN | No | No | Yes | No | |
1527166 | Carlyle Group Inc. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548626 | Carlyle Holdings I Gp Inc. | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548627 | L.l.c. Sub Gp I Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1548628 | L.p. I Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1790577 | L.l.c. Holdings Subsidiary Cg | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No | |
1941860 | Carlyle Genesis Uk Llc | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004-2505 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2023-01-27 | 3,133,333 | $1.50 | 8,761,891 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- Reflects securities held of record by Abingworth Bioventures VII LP ("ABV VII"). ABV VII has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV VII.
- The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV VII, but each disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein, if any.