Filing Details
- Accession Number:
- 0001209191-23-005723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-31 16:52:28
- Reporting Period:
- 2023-01-27
- Accepted Time:
- 2023-01-31 16:52:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1802457 | Origin Materials Inc. | ORGN | Industrial Organic Chemicals (2860) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1863936 | S. Nathan Whaley | C/O Origin Materials, Inc. 930 Riverside Parkway, Suite 10 West Sacramento CA 95605 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-27 | 437 | $0.14 | 120,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-27 | 437 | $6.00 | 120,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-01-30 | 49,563 | $0.14 | 169,563 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-30 | 49,563 | $6.01 | 120,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-01-27 | 437 | $0.00 | 437 | $0.14 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-01-30 | 49,563 | $0.00 | 49,563 | $0.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 478,682 | 2020-09-01 | No | 4 | M | Direct | |
| 429,119 | 2020-09-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Plan dated September 15, 2022.
- Price reported is a weighted-average sales price. The shares were sold at prices ranging from $6.00 to $6.0385. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 25% of the Shares subject to the Stock Option shall vest six (6) months after September 1, 2020 (the "Vesting Commencement Date"), and 1/48 of the Shares subject to the Stock Option shall vest on each monthly anniversary of the Vesting Commencement Date thereafter.
Billionaire Hedge Funds
