Filing Details

Accession Number:
0001209191-23-005722
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-31 16:45:37
Reporting Period:
2023-01-31
Accepted Time:
2023-01-31 16:45:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Financial Inc. TFIN State Commercial Banks (6022) 200477066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621769 P Michael Rafferty 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-31 1,500 $54.96 34,760 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Depository Shares 8,000 Direct
Footnotes
  1. The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.
  3. Each Depository Share represents a I/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.