Filing Details
- Accession Number:
- 0001209191-23-005722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-31 16:45:37
- Reporting Period:
- 2023-01-31
- Accepted Time:
- 2023-01-31 16:45:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Financial Inc. | TFIN | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621769 | P Michael Rafferty | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-31 | 1,500 | $54.96 | 34,760 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Depository Shares | 8,000 | Direct |
Footnotes
- The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Consists of (i) 18,626 shares of common stock of Issuer beneficially owned by the reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda B. Rafferty.
- Each Depository Share represents a I/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.