Filing Details
- Accession Number:
- 0001209191-23-005719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-31 16:45:35
- Reporting Period:
- 2022-12-23
- Accepted Time:
- 2023-01-31 16:45:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1539638 | Triumph Financial Inc. | TFIN | State Commercial Banks (6022) | 200477066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621666 | P Aaron Graft | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-12-23 | 2,950 | $0.00 | 245,157 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2022-12-27 | 175 | $0.00 | 244,982 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2023-01-30 | 34,000 | $54.00 | 210,982 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,315 | Indirect | By Spouse |
Footnotes
- Represents a gift by the reporting person to a 501(c)(3) charitable organization.
- The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements.
- 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA
Billionaire Hedge Funds
