Filing Details
- Accession Number:
- 0001209191-11-030937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-25 17:08:32
- Reporting Period:
- 2011-05-23
- Filing Date:
- 2011-05-25
- Accepted Time:
- 2011-05-25 16:08:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513143 | P. Kenneth Mueller | 186 North Avenue East Cranford NJ 07016 | Sr. Vice President & Coo/Scrap | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-23 | 4,000 | $0.00 | 4,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-25 | 1,578 | $5.58 | 2,422 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock | Acquisiton | 2011-02-21 | 48,000 | $0.00 | 48,000 | $0.00 |
Common Stock | Defferred Stock | Disposition | 2011-05-23 | 4,000 | $0.00 | 4,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
77,000 | No | 4 | A | Direct | ||
73,000 | 2011-05-23 | No | 4 | M | Direct |
Footnotes
- Represents rights to Deferred Stock awarded under Reporting Person's Employment Agreement with Issuer pursuant to the Issuer's 2006 Long-Term Incentive Plan. One-twelfth of these shares of Deferred Stock will vest and be issued to the Reporting Person on each quarterly date commencing May 21, 2011 through February 21, 2014, provided the Reporting Person is still employed by the Issuer as of such date. Rights in and to these shares cannot be sold or transferred prior to vesting.
- Includes options at various exercise prices and other Deferred Stock.