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Home > Insider Trading > Filing (0000927089-11-000124)

Filing Details

Accession Number:: 0000927089-11-000124
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2011-05-25 16:45:05
Reporting Period:: 2011-05-18

Filing Date:: 2011-05-25
Accepted Time:: 2011-05-25 15:45:05
Original Submission Date:: 2011-05-20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1410087	Sound Financial Inc.	SNFL	Savings Institution, Federally Chartered (6035)	260776123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1410556	F Matthew Moran	C/O Sound Financial Inc 2005 Fifth Avenue 2Nd Floor Seattle WA 98121	Executive Vp And Cco	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-05-18	2,000	$6.80	11,100	No	4	S	Direct
Common Stock	Disposition	2011-05-19	2,000	$6.80	9,100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	308	Indirect	ESOP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$7.35		2019-01-27	6,500	6,500	Direct
Common Stock	Stock Option (Right to Buy)	$8.50		2019-01-27	6,500	6,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-01-27	6,500	6,500	Direct
2019-01-27	6,500	6,500	Direct

Footnotes

The options vest in 5 equal annual installments beginning on January 27, 2010.