Filing Details

Accession Number:
0001214659-23-001282
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-30 17:00:15
Reporting Period:
2023-01-27
Accepted Time:
2023-01-30 17:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1721484 Longeveron Inc. LGVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449392 Joshua Hare 1951 Nw 7Th Avenue
Suite 520
Miami FL 33136
Chief Scientific Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-27 20,000 $4.28 7,793,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53,514 Indirect Held by affiliated entity
Footnotes
  1. Pursuant to a currently effective Rule 10b5-1 Plan.
  2. The trade was executed in a series of transactions with a price range of $4.13 to $4.56, inclusive. The reporting person undertakes to provide to Longeveron Inc., any security holder of Longeveron Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Amount includes 7,632,902 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 5 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
  4. Includes Restricted Stock Units subject to future vesting.