Filing Details
- Accession Number:
- 0000927628-23-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-30 16:48:14
- Reporting Period:
- 2022-05-23
- Accepted Time:
- 2023-01-30 16:48:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1906015 | Neal Blinde | 1680 Capital One Drive Mclean VA 22102 | President, Commercial Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-05-23 | 31 | $119.07 | 142,675 | No | 4 | P | Direct | |
Common Stock | Disposition | 2022-05-25 | 31 | $118.94 | 142,644 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 31 shares, with the reporting person's sale of 31 shares of common stock on May 25, 2022. The reporting person will pay to Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $119.02 to $119.19. Information regarding the number of shares purchased at each price will be provided upon request.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.05 to $119.36. Information regarding the number of shares sold at each price will be provided upon request.