Filing Details

Accession Number:
0000927628-23-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-30 16:48:14
Reporting Period:
2022-05-23
Accepted Time:
2023-01-30 16:48:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1906015 Neal Blinde 1680 Capital One Drive
Mclean VA 22102
President, Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-05-23 31 $119.07 142,675 No 4 P Direct
Common Stock Disposition 2022-05-25 31 $118.94 142,644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
Footnotes
  1. The reporting person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 31 shares, with the reporting person's sale of 31 shares of common stock on May 25, 2022. The reporting person will pay to Issuer the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $119.02 to $119.19. Information regarding the number of shares purchased at each price will be provided upon request.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.05 to $119.36. Information regarding the number of shares sold at each price will be provided upon request.