Filing Details
- Accession Number:
- 0001654954-23-000983
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2023-01-30 15:48:01
- Reporting Period:
- 2022-12-31
- Accepted Time:
- 2023-01-30 15:48:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31107 | Eastern Co | EML | Cutlery, Handtools & General Hardware (3420) | 060330020 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1663158 | M. August Vlak | 3 Enterprise Drive Suite 408 Shelton CT 06484 | President & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-01-19 | 44 | $26.53 | 23,531 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-02-09 | 36 | $25.76 | 23,567 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-03-07 | 38 | $24.47 | 23,605 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-03-15 | 27 | $24.38 | 23,632 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-03-15 | 72 | $24.08 | 23,704 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-04-20 | 49 | $23.40 | 23,753 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-05-06 | 39 | $23.41 | 23,792 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-06-07 | 43 | $21.49 | 23,835 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-06-15 | 33 | $20.69 | 23,867 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-06-15 | 87 | $20.04 | 23,954 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-07-12 | 55 | $21.08 | 24,009 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-08-05 | 43 | $21.49 | 24,052 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-09-13 | 48 | $19.39 | 24,100 | No | 5 | L | Direct | |
Class A Common Stock | Acquisiton | 2022-09-15 | 36 | $19.16 | 24,136 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-09-15 | 93 | $18.90 | 24,229 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-12-15 | 33 | $21.22 | 24,262 | No | 5 | P | Direct | |
Class A Common Stock | Acquisiton | 2022-12-15 | 84 | $21.16 | 24,346 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | L | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Acquisiton | 2022-03-02 | 12,000 | $0.00 | 12,000 | $26.30 |
Common Stock | Stock Award | Acquisiton | 2022-03-15 | 3,978 | $0.00 | 3,978 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
32,000 | 2022-03-02 | 2024-02-25 | No | 4 | A | Direct |
35,978 | 2025-03-01 | 2025-03-01 | No | 4 | A | Direct |
Footnotes
- Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.
- Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
- The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.
- The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.