Filing Details

Accession Number:
0001654954-23-000983
Form Type:
5
Zero Holdings:
No
Publication Time:
2023-01-30 15:48:01
Reporting Period:
2022-12-31
Accepted Time:
2023-01-30 15:48:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663158 M. August Vlak 3 Enterprise Drive
Suite 408
Shelton CT 06484
President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-01-19 44 $26.53 23,531 No 5 L Direct
Class A Common Stock Acquisiton 2022-02-09 36 $25.76 23,567 No 5 L Direct
Class A Common Stock Acquisiton 2022-03-07 38 $24.47 23,605 No 5 L Direct
Class A Common Stock Acquisiton 2022-03-15 27 $24.38 23,632 No 5 P Direct
Class A Common Stock Acquisiton 2022-03-15 72 $24.08 23,704 No 5 P Direct
Class A Common Stock Acquisiton 2022-04-20 49 $23.40 23,753 No 5 L Direct
Class A Common Stock Acquisiton 2022-05-06 39 $23.41 23,792 No 5 L Direct
Class A Common Stock Acquisiton 2022-06-07 43 $21.49 23,835 No 5 L Direct
Class A Common Stock Acquisiton 2022-06-15 33 $20.69 23,867 No 5 P Direct
Class A Common Stock Acquisiton 2022-06-15 87 $20.04 23,954 No 5 P Direct
Class A Common Stock Acquisiton 2022-07-12 55 $21.08 24,009 No 5 L Direct
Class A Common Stock Acquisiton 2022-08-05 43 $21.49 24,052 No 5 L Direct
Class A Common Stock Acquisiton 2022-09-13 48 $19.39 24,100 No 5 L Direct
Class A Common Stock Acquisiton 2022-09-15 36 $19.16 24,136 No 5 P Direct
Class A Common Stock Acquisiton 2022-09-15 93 $18.90 24,229 No 5 P Direct
Class A Common Stock Acquisiton 2022-12-15 33 $21.22 24,262 No 5 P Direct
Class A Common Stock Acquisiton 2022-12-15 84 $21.16 24,346 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 L Direct
No 5 L Direct
No 5 L Direct
No 5 P Direct
No 5 P Direct
No 5 L Direct
No 5 L Direct
No 5 L Direct
No 5 P Direct
No 5 P Direct
No 5 L Direct
No 5 L Direct
No 5 L Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
No 5 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2022-03-02 12,000 $0.00 12,000 $26.30
Common Stock Stock Award Acquisiton 2022-03-15 3,978 $0.00 3,978 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,000 2022-03-02 2024-02-25 No 4 A Direct
35,978 2025-03-01 2025-03-01 No 4 A Direct
Footnotes
  1. Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.
  2. Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
  3. The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.
  4. The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.