Filing Details
- Accession Number:
- 0001415889-23-001515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-27 18:55:11
- Reporting Period:
- 2023-01-25
- Accepted Time:
- 2023-01-27 18:55:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-25 | 157,955 | $192.18 | 2,695,649 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-25 | 4,803 | $185.35 | 2,690,846 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 4,072 | $186.22 | 2,686,774 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 10,026 | $187.54 | 2,676,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 9,455 | $188.73 | 2,667,293 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 18,833 | $189.38 | 2,648,460 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 11,114 | $190.81 | 2,637,346 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 14,242 | $191.94 | 2,623,104 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 4,367 | $192.41 | 2,618,737 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-25 | 19,228 | $192.41 | 2,599,509 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-26 | 219,829 | $192.33 | 2,819,338 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-26 | 11,021 | $187.20 | 2,808,317 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 12,106 | $188.35 | 2,796,211 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 14,919 | $189.46 | 2,781,292 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 30,644 | $190.26 | 2,750,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 38,257 | $191.25 | 2,712,391 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 277 | $191.25 | 2,712,114 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 22,306 | $192.16 | 2,689,808 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 2,864 | $193.43 | 2,686,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-26 | 1,290 | $194.42 | 2,685,654 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-27 | 159,074 | $191.61 | 2,844,728 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-27 | 22,326 | $189.24 | 2,822,402 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-27 | 46,086 | $190.18 | 2,776,316 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-27 | 8,848 | $191.11 | 2,767,468 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-27 | 4,070 | $191.11 | 2,763,398 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-27 | 8,061 | $192.41 | 2,755,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-27 | 7,184 | $193.09 | 2,748,153 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2023-01-25 | 12,429 | $0.00 | 12,429 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-25 | 145,526 | $0.00 | 145,526 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-26 | 219,829 | $0.00 | 219,829 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-27 | 159,074 | $0.00 | 159,074 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
530,488 | 2021-09-30 | 2028-02-28 | No | 4 | M | Direct |
384,962 | 2021-11-16 | 2028-02-28 | No | 4 | M | Direct |
165,133 | 2021-11-16 | 2028-02-28 | No | 4 | M | Direct |
6,059 | 2021-11-16 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.74 to $189.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $189.78 to $190.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $191.82 to $192.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $192.82 to $193.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.