Filing Details
- Accession Number:
- 0001943008-23-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-27 15:58:38
- Reporting Period:
- 2023-01-25
- Accepted Time:
- 2023-01-27 15:58:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820302 | Bakkt Holdings Inc. | BKKT | Finance Services (6199) | 981550750 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1943008 | Sonbolian Mark Elliot | C/O Bakkt Holdings Inc. 10000 Avalon Blvd., Suite 1000 Alpharetta GA 30009 | Chief Sales & Mktg Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-01-25 | 16,500 | $1.69 | 303,914 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.
- Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Includes 187,747 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Billionaire Hedge Funds
