Filing Details
- Accession Number:
- 0000899243-23-002815
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-01-26 21:30:16
- Reporting Period:
- 2023-01-20
- Accepted Time:
- 2023-01-26 21:30:16
- Original Submission Date:
- 2023-01-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1838615 | Alvarium Tiedemann Holdings Inc. | ALTI | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1426890 | Peter Yu | 505 Fifth Avenue, 15Th Floor New York NY 10017 | Yes | No | Yes | No | |
1754782 | Pangaea Three-B, Lp | 505 Fifth Avenue, 15Th Floor New York NY 10017 | No | No | Yes | No | |
1847878 | Cgc Sponsor Llc | 505 Fifth Avenue, 15Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-01-20 | 25,000 | $10.00 | 6,459,292 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Disposition | 2023-01-20 | 420,000 | $0.00 | 6,039,292 | No | 4 | J | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 374,429 | Indirect | See Footnote |
Footnotes
- The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported a the total number of shares of the Issuer's Class A common stock held by Pangaea Three, LP.
- Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
- The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023 at a price of $9.50 per share, when in fact such transaction occurred on January 20, 2023 at a price of $10.00 per share.
- Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
- The original Form 4, filed on January 23, 2023, is being amended by this Form 4 amendment to correct an administrative error, which misreported this transaction occurred on January 23, 2023, when in fact such transaction occurred on January 20, 2023.