Filing Details
- Accession Number:
- 0001209191-11-030869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-25 13:24:16
- Reporting Period:
- 2011-05-23
- Filing Date:
- 2011-05-25
- Accepted Time:
- 2011-05-25 12:24:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 845289 | Harvest Natural Resources Inc. | HNR | Crude Petroleum & Natural Gas (1311) | 770196707 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421110 | Robert Speirs | 1177 Enclave Parkway Suite 300 Houston TX 77077 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value Per Share | Acquisiton | 2011-05-23 | 44,600 | $11.19 | 183,150 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.1 Par Value Per Share | Stock Options | $0.00 | 0 | 326,600 | Direct | ||
| Common Stock, $0.1 Par Value Per Share | Stock Appreciation Right | $4.60 | 2016-06-18 | 20,000 | 346,600 | Direct | |
| Common Stock, $0.1 Par Value Per Share | Phantom Stock | $0.00 | 13,000 | 359,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 326,600 | Direct | |
| 2016-06-18 | 20,000 | 346,600 | Direct |
| 13,000 | 359,600 | Direct |
Footnotes
- Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
- Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- Each share of phantom stock is the economic equivalent of one share of HNR common stock.
- Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
- Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
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