Filing Details
- Accession Number:
- 0001209191-23-004954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-25 21:49:58
- Reporting Period:
- 2023-01-23
- Accepted Time:
- 2023-01-25 21:49:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1941365 | Masterbrand Inc. | MBC | () | NY |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 769993 | Goldman Sachs & Co. Llc | 200 West Street New York NY 10282 | No | No | Yes | No | |
| 886982 | Goldman Sachs Group Inc | 200 West Street New York NY 10282 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-01-23 | 23 | $8.55 | 15,778,624 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 35 | $8.58 | 15,778,589 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 6 | $8.54 | 15,778,583 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 24 | $8.57 | 15,778,607 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 100 | $8.54 | 15,778,707 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 500 | $8.58 | 15,779,207 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 300 | $8.54 | 15,779,507 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 587 | $8.59 | 15,778,920 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 463 | $8.41 | 15,779,383 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Acquisiton | 2023-01-23 | 94 | $8.54 | 15,779,477 | No | 4 | P | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 477 | $8.61 | 15,779,000 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 6 | $8.54 | 15,778,994 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2023-01-23 | 228 | $8.59 | 15,778,766 | No | 4 | S | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | P | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Equity Swap | Acquisiton | 2023-01-23 | 7,120 | $0.00 | 7,120 | $0.00 |
| Common Stock | Equity Swap | Acquisiton | 2023-01-23 | 8,029 | $0.00 | 8,029 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,158 | 2033-01-17 | Yes | 4 | P | Indirect | |
| 8,029 | 2023-01-24 | Yes | 4 | P | Indirect |
Footnotes
- The amount of profit recoverable by the Issuer from the reported transactions will be remitted to the Issuer.
- This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC. ("Goldman Sachs" and, together with GS Group, the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. On January 24, 2023, the Reporting Persons ceased to be a greater than 10% beneficial owner of the Issuer's Common Stock.
- GS Group may be deemed to beneficially own indirectly the Common Stock by reason of Goldman Sachs' direct beneficial ownership.
- Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 17, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 7,120 shares of Common Stock.
- Goldman Sachs entered into an equity swap agreement which, upon the termination of the agreement on January 24, 2033, Goldman Sachs will pay to the counterparty any decrease in the price of the Common Stock below $8.552896 per share and the counterparty will pay to Goldman Sachs any increase in the price of the Common Stock above $8.552896 per share, in each case, based on a notional amount of 8,029 shares of Common Stock.
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