Filing Details
- Accession Number:
- 0001062993-23-001392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-25 17:58:25
- Reporting Period:
- 2023-01-23
- Accepted Time:
- 2023-01-25 17:58:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1851657 | Vaxxinity Inc. | VAXX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1751631 | Prime Movers Lab Fund I Lp | P.o. Box 12829 Jackson WY 83002 | No | No | Yes | No | |
1875411 | Dakin Sloss | C/O Prime Movers Lab Fund I Lp P.o. Box Jackson WY 83002 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-01-23 | 95,475 | $3.35 | 2,065,027 | No | 4 | S | Indirect | Held by COVAXX PML SPV 1 LP |
Class A Common Stock | Disposition | 2023-01-23 | 405,217 | $3.35 | 8,764,372 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held by COVAXX PML SPV 1 LP |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 836,499 | Indirect | Held by COVAXX PML SPV 2 LP |
Class A Common Stock | 1,473,100 | Indirect | Held by COVAXX PML SPV 3 LP |
Class A Common Stock | 3,615,038 | Indirect | Held by Prime Movers Growth Fund 1 LP |
Footnotes
- The price of $3.3514 per share represents a weighted average of purchase prices ranging from $3.19 to $3.62 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Held by COVAXX PML SPV 1 LP ("PML SPV 1"). Prime Movers Lab GP I LLC ("PML GP I") is the general partner of Prime Movers Lab Fund I LP ("PML") and PML SPV 1.
- Held by PML. PML GP I is the general partner of PML.
- Held by COVAXX PML SPV 2 LP ("PML SPV 2"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML SPV 2.
- Held by COVAXX PML SPV 3 LP ("PML SPV 3"). PML GP II is the general partner of PML SPV 3.
- Held by Prime Movers Growth Fund 1 LP ("PMG"). Prime Movers Growth GP I LLC ("PMG GP") is the general partner of PMG.
- Dakin Sloss is the manager of PML GP I, PML GP II and PMG GP, and may be deemed to beneficially own the securities held by PML, PMG, PML SPV 1, PML SPV 2 and PML SPV 3. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.