Filing Details

Accession Number:
0001062993-23-001392
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-25 17:58:25
Reporting Period:
2023-01-23
Accepted Time:
2023-01-25 17:58:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1851657 Vaxxinity Inc. VAXX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1751631 Prime Movers Lab Fund I Lp P.o. Box 12829
Jackson WY 83002
No No Yes No
1875411 Dakin Sloss C/O Prime Movers Lab Fund I Lp P.o. Box
Jackson WY 83002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-01-23 95,475 $3.35 2,065,027 No 4 S Indirect Held by COVAXX PML SPV 1 LP
Class A Common Stock Disposition 2023-01-23 405,217 $3.35 8,764,372 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by COVAXX PML SPV 1 LP
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 836,499 Indirect Held by COVAXX PML SPV 2 LP
Class A Common Stock 1,473,100 Indirect Held by COVAXX PML SPV 3 LP
Class A Common Stock 3,615,038 Indirect Held by Prime Movers Growth Fund 1 LP
Footnotes
  1. The price of $3.3514 per share represents a weighted average of purchase prices ranging from $3.19 to $3.62 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
  2. Held by COVAXX PML SPV 1 LP ("PML SPV 1"). Prime Movers Lab GP I LLC ("PML GP I") is the general partner of Prime Movers Lab Fund I LP ("PML") and PML SPV 1.
  3. Held by PML. PML GP I is the general partner of PML.
  4. Held by COVAXX PML SPV 2 LP ("PML SPV 2"). Prime Movers Lab GP II LLC ("PML GP II") is the general partner of PML SPV 2.
  5. Held by COVAXX PML SPV 3 LP ("PML SPV 3"). PML GP II is the general partner of PML SPV 3.
  6. Held by Prime Movers Growth Fund 1 LP ("PMG"). Prime Movers Growth GP I LLC ("PMG GP") is the general partner of PMG.
  7. Dakin Sloss is the manager of PML GP I, PML GP II and PMG GP, and may be deemed to beneficially own the securities held by PML, PMG, PML SPV 1, PML SPV 2 and PML SPV 3. Mr. Sloss disclaims any beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein.