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Filing Details

Accession Number:: 0001127602-23-002146
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-01-24 21:33:08
Reporting Period:: 2021-10-11

Accepted Time:: 2023-01-24 21:33:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
6951	Applied Materials Inc	AMAT	Semiconductors & Related Devices (3674)	941655526

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1284885	Xun Chen	C/O Applied Materials, Inc. P.o. Box 58039, 3050 Bowers Av, M/S 1268 Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-10-11	29	$128.26	29	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2021-10-14	29	$131.57	29	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2021-11-15	27	$156.51	56	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2021-11-15	28	$156.51	57	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2021-12-15	27	$146.65	84	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2021-12-15	28	$146.65	84	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2022-01-14	28	$163.00	112	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2022-01-14	28	$159.89	112	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2022-02-14	30	$131.53	142	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2022-02-14	30	$131.53	142	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2022-03-08	37	$123.26	179	No	4	P	Indirect	By Spouse in Trust
Common Stock	Acquisiton	2022-03-08	36	$123.26	178	No	4	P	Indirect	By Family Trust
Common Stock	Acquisiton	2022-06-21	20	$94.75	199	No	4	P	Indirect	By Spouse in Trust
Common Stock	Disposition	2023-01-20	199	$107.80	0	No	4	S	Indirect	By Spouse in Trust
Common Stock	Disposition	2023-01-20	178	$107.80	0	No	4	S	Indirect	By Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Spouse in Trust
No	4	P	Indirect	By Family Trust
No	4	P	Indirect	By Spouse in Trust
No	4	S	Indirect	By Spouse in Trust
No	4	S	Indirect	By Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	39,868	Direct

Footnotes

The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.