Filing Details
- Accession Number:
- 0001415889-23-001426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-24 20:19:16
- Reporting Period:
- 2023-01-20
- Accepted Time:
- 2023-01-24 20:19:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-20 | 52,261 | $185.02 | 2,331,831 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-20 | 25,442 | $185.24 | 2,306,389 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-20 | 6,360 | $185.24 | 2,300,029 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-23 | 444,266 | $188.95 | 2,744,295 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-01-23 | 214,732 | $190.17 | 2,529,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-23 | 53,683 | $190.17 | 2,475,880 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-24 | 157,415 | $188.96 | 2,633,295 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-24 | 3,900 | $185.88 | 2,629,395 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-24 | 6,695 | $186.85 | 2,622,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-24 | 11,703 | $187.83 | 2,610,997 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-24 | 54,183 | $188.94 | 2,556,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-24 | 14,741 | $188.94 | 2,542,073 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-24 | 4,379 | $189.48 | 2,537,694 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2023-01-20 | 52,261 | $0.00 | 52,261 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-23 | 83,622 | $0.00 | 83,622 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-23 | 360,644 | $0.00 | 360,644 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-24 | 157,415 | $0.00 | 157,415 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,144,598 | 2021-06-30 | 2028-02-28 | No | 4 | M | Direct |
1,060,976 | 2021-06-30 | 2028-02-28 | No | 4 | M | Direct |
700,332 | 2021-09-30 | 2028-02-28 | No | 4 | M | Direct |
542,917 | 2021-09-30 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.