Filing Details
- Accession Number:
- 0001437749-23-001630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-23 20:29:48
- Reporting Period:
- 2023-01-20
- Accepted Time:
- 2023-01-23 20:29:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1832487 | Guerrilla Rf Inc. | GUER | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454884 | Berish Susan Barkal | 311 Pelham Falls Drive Greer SC 29651 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-20 | 40,000 | $1.30 | 40,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2023-01-20 | 20,000 | $0.00 | 20,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 2023-06-02 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
25,000 | 25,000 | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest 100% on the earliest of (i) June 2, 2023, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
- No expiration date.
- The reporting person purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one-half (0.5) of a share of Common Stock. The purchase price of each Unit was $1.30 per Unit.
- Each Warrant is exercisable for a period of five (5) years beginning six (6) months from the date of the final closing of the private placement.