Filing Details
- Accession Number:
- 0001567619-23-001148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-23 18:00:39
- Reporting Period:
- 2023-01-19
- Accepted Time:
- 2023-01-23 18:00:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1937653 | Zymeworks Inc. | ZYME | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587114 | Ecor1 Capital, Llc | 357 Tehama Street #3 San Francisco CA 94103 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-19 | 144,100 | $9.49 | 9,724,073 | No | 4 | P | Indirect | See Note 1 |
| Common Stock | Acquisiton | 2023-01-20 | 163,400 | $9.88 | 9,887,473 | No | 4 | P | Indirect | See Note 1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Note 1 |
| No | 4 | P | Indirect | See Note 1 |
Footnotes
- The filing persons (the "Filers") are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (collectively, the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 3 for itself, Mr. Nodelman and Qualified Fund. The Filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group, within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to indirectly beneficially own them as the investment adviser to the Funds. Mr. Nodelman may be deemed to indirectly beneficially own them as the control person of EcoR1. The Filers disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.
- Qualified Fund purchased 135,728 shares of the Common Stock acquired in this transaction.
- After this transaction, Qualified Fund directly owned 9,158,256 shares of Common Stock.
- Qualified Fund purchased 153,906 shares of the Common Stock acquired in this transaction.
- After this transaction, Qualified Fund directly owned 9,312,162 shares of Common Stock.
Billionaire Hedge Funds
