Filing Details

Accession Number:
0001694665-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-23 17:35:06
Reporting Period:
2023-01-19
Accepted Time:
2023-01-23 17:35:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1694665 Evelo Biosciences Inc. EVLO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239844 J Stephen Carriere C/O Evelo Biosciences, Inc.
620 Memorial Drive
Cambridge MA 02139
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-19 354 $0.00 354 No 4 M Direct
Common Stock Disposition 2023-01-23 151 $1.06 203 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-01-19 354 $0.00 354 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,063 2032-01-19 No 4 M Direct
Footnotes
  1. Settlement of shares of Common Stock acquired upon the vesting of Restricted Stock Units previously granted to the reporting person.
  2. The price is N/A.
  3. The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units previously granted to the reporting person. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.06 to $1.0712, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote of this Form 4.
  5. The Restricted Stock Units vest in four substantially equal annual installments at the end of each annual anniversary of the date of grant, subject to continued employment on such dates.