Filing Details
- Accession Number:
- 0001209191-23-004251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-20 16:25:58
- Reporting Period:
- 2023-01-18
- Accepted Time:
- 2023-01-20 16:25:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895421 | Morgan Stanley | MS | Security Brokers, Dealers & Flotation Companies (6211) | 363145972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1801222 | N Edward Pick | C/O Morgan Stanley 1585 Broadway New York NY 10036 | Co-President/Head Of Is | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-18 | 61,477 | $0.00 | 804,989 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-01-18 | 30,024 | $97.08 | 774,965 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-01-18 | 109,754 | $96.84 | 665,211 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-01-18 | 25,246 | $97.62 | 639,965 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-01-18 | 1,082 | $0.00 | 638,883 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,876 | Indirect | By 401(k) Plan |
Footnotes
- Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
- Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.35 to $97.32, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.35 to $97.89, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
