Filing Details
- Accession Number:
- 0001415889-23-001242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-19 20:15:16
- Reporting Period:
- 2023-01-17
- Accepted Time:
- 2023-01-19 20:15:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069183 | Axon Enterprise Inc. | AXON | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 860741227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167028 | W Patrick Smith | 17800 North 85Th Street Scottsdale AZ 85255 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-17 | 117,753 | $184.47 | 2,326,233 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-17 | 54,057 | $185.35 | 2,272,176 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-17 | 3,142 | $186.47 | 2,269,034 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-17 | 5,638 | $186.47 | 2,263,396 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-17 | 6,262 | $187.47 | 2,257,134 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-17 | 2,400 | $188.31 | 2,254,734 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-18 | 60,229 | $182.27 | 2,314,963 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-18 | 9,336 | $185.46 | 2,305,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-18 | 6,336 | $186.60 | 2,299,291 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-18 | 13,314 | $187.44 | 2,285,977 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-18 | 4,447 | $187.44 | 2,281,530 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-18 | 2,800 | $188.28 | 2,278,730 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-19 | 2,140 | $184.06 | 2,280,870 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-01-19 | 1,040 | $185.06 | 2,279,830 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-01-19 | 260 | $185.06 | 2,279,570 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2023-01-17 | 117,753 | $0.00 | 117,753 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-18 | 60,229 | $0.00 | 60,229 | $28.58 |
Common Stock | Employee Stock Option | Disposition | 2023-01-19 | 2,140 | $0.00 | 2,140 | $28.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,259,228 | 2021-06-30 | 2028-02-28 | No | 4 | M | Direct |
1,198,999 | 2021-06-30 | 2028-02-28 | No | 4 | M | Direct |
1,196,859 | 2021-06-30 | 2028-02-28 | No | 4 | M | Direct |
Footnotes
- Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
- The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
- The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.