Filing Details

Accession Number:
0001415889-23-001242
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-19 20:15:16
Reporting Period:
2023-01-17
Accepted Time:
2023-01-19 20:15:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069183 Axon Enterprise Inc. AXON Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 860741227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167028 W Patrick Smith 17800 North 85Th Street
Scottsdale AZ 85255
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-17 117,753 $184.47 2,326,233 No 4 M Direct
Common Stock Disposition 2023-01-17 54,057 $185.35 2,272,176 No 4 S Direct
Common Stock Disposition 2023-01-17 3,142 $186.47 2,269,034 No 4 S Direct
Common Stock Disposition 2023-01-17 5,638 $186.47 2,263,396 No 4 S Direct
Common Stock Disposition 2023-01-17 6,262 $187.47 2,257,134 No 4 S Direct
Common Stock Disposition 2023-01-17 2,400 $188.31 2,254,734 No 4 S Direct
Common Stock Acquisiton 2023-01-18 60,229 $182.27 2,314,963 No 4 M Direct
Common Stock Disposition 2023-01-18 9,336 $185.46 2,305,627 No 4 S Direct
Common Stock Disposition 2023-01-18 6,336 $186.60 2,299,291 No 4 S Direct
Common Stock Disposition 2023-01-18 13,314 $187.44 2,285,977 No 4 S Direct
Common Stock Disposition 2023-01-18 4,447 $187.44 2,281,530 No 4 S Direct
Common Stock Disposition 2023-01-18 2,800 $188.28 2,278,730 No 4 S Direct
Common Stock Acquisiton 2023-01-19 2,140 $184.06 2,280,870 No 4 M Direct
Common Stock Disposition 2023-01-19 1,040 $185.06 2,279,830 No 4 S Direct
Common Stock Disposition 2023-01-19 260 $185.06 2,279,570 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2023-01-17 117,753 $0.00 117,753 $28.58
Common Stock Employee Stock Option Disposition 2023-01-18 60,229 $0.00 60,229 $28.58
Common Stock Employee Stock Option Disposition 2023-01-19 2,140 $0.00 2,140 $28.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,259,228 2021-06-30 2028-02-28 No 4 M Direct
1,198,999 2021-06-30 2028-02-28 No 4 M Direct
1,196,859 2021-06-30 2028-02-28 No 4 M Direct
Footnotes
  1. Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
  2. The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
  5. The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  8. The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  9. The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  10. The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.