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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397702	Silk Road Medical Inc	SILK	Surgical & Medical Instruments & Apparatus (3841)	208777622

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1769830	W. Lucas Buchanan	C/O Silk Road Medical, Inc. 1213 Innsbruck Drive Sunnyvale CA 94089	Coo/Cfo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-01-17	45,000	$1.60	236,527	No	4	M	Direct
Common Stock	Disposition	2023-01-17	45,000	$54.68	191,527	No	4	S	Direct
Common Stock	Acquisiton	2023-01-19	12,766	$1.60	204,293	No	4	M	Direct
Common Stock	Disposition	2023-01-19	12,766	$53.40	191,527	No	4	S	Direct
Common Stock	Acquisiton	2023-01-19	25,762	$20.00	217,289	No	4	M	Direct
Common Stock	Disposition	2023-01-19	25,762	$53.40	191,527	No	4	S	Direct
Common Stock	Disposition	2023-01-19	2,716	$53.40	188,811	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2023-01-17	45,000	$0.00	45,000	$1.60
Common Stock	Option (right to buy)	Disposition	2023-01-19	12,766	$0.00	12,766	$1.60
Common Stock	Option (right to buy)	Disposition	2023-01-19	25,762	$0.00	25,762	$20.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,409	2015-12-03	2025-12-03	No	4	M	Direct
7,643	2015-12-03	2025-12-03	No	4	M	Direct
7,331	2019-05-03	2029-04-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,518	Indirect	Buchanan Grandchildren's Irrevocable Trust

Footnotes

The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on December 13, 2022.
This transaction was executed in multiple trades at price ranging from $53.79 to $57.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at price ranging from $52.68 to $54.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on December 13, 2022.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
One forty-eighth of the shares subject to the option shall vest on May 3, 2019 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.