Filing Details
- Accession Number:
- 0001415889-23-001219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-19 18:50:35
- Reporting Period:
- 2023-01-17
- Accepted Time:
- 2023-01-19 18:50:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167419 | Riot Platforms Inc. | RIOT | Services-Computer Processing & Data Preparation (7374) | 841553387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611745 | Varro Lance D'ambrosio | C/O Riot Platforms, Inc. 3855 Ambrosia Street, Ste. 301 Castle Rock CO 80109 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-01-17 | 26,000 | $6.39 | 69,441 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022.
- The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.305 to $6.55, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.