Filing Details
- Accession Number:
- 0001209191-23-004067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-19 17:44:48
- Reporting Period:
- 2023-01-17
- Accepted Time:
- 2023-01-19 17:44:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1660134 | Okta Inc. | OKTA | Services-Prepackaged Software (7372) | 264175727 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700628 | T Jonathan Runyan | C/O Okta, Inc. 100 First St, Suite 600 San Francisco CA 94105 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-01-17 | 10 | $69.77 | 72,210 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 936 | 936 | Direct | ||
| Class A Common Stock | Restricted Stock Units | $0.00 | 4,624 | 4,624 | Direct | ||
| Class A Common Stock | Restricted Stock Units | $0.00 | 3,033 | 3,033 | Direct | ||
| Class A Common Stock | Restricted Stock Units | $0.00 | 49,619 | 49,619 | Direct | ||
| Class B Common Stock | Employee Stock Option (Right to Buy) | $8.97 | 2026-07-29 | 134,900 | 134,900 | Direct | |
| Class A Common Stock | Employee Stock Option (Right to Buy) | $39.21 | 2028-03-21 | 52,000 | 52,000 | Direct | |
| Class A Common Stock | Employee Stock Option (Right to Buy) | $82.16 | 2029-03-24 | 32,520 | 32,520 | Direct | |
| Class A Common Stock | Employee Stock Option (Right to Buy) | $142.47 | 2030-04-14 | 31,255 | 31,255 | Direct | |
| Class A Common Stock | Employee Stock Option (Right to Buy) | $274.96 | 2031-04-21 | 12,734 | 12,734 | Direct | |
| Class A Common Stock | Employee Stock Option (Right to Buy) | $274.96 | 2031-04-21 | 101,867 | 101,867 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 936 | 936 | Direct | |
| 4,624 | 4,624 | Direct | |
| 3,033 | 3,033 | Direct | |
| 49,619 | 49,619 | Direct | |
| 2026-07-29 | 134,900 | 134,900 | Direct |
| 2028-03-21 | 52,000 | 52,000 | Direct |
| 2029-03-24 | 32,520 | 32,520 | Direct |
| 2030-04-14 | 31,255 | 31,255 | Direct |
| 2031-04-21 | 12,734 | 12,734 | Direct |
| 2031-04-21 | 101,867 | 101,867 | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- Includes 3,289 shares of Class A Common Stock transferred to the Reporting Person's trust, of which 297 shares were acquired under a Section 423 Employee Stock Purchase Plan.
- Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
- 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- The shares subject to the option are fully vested and exercisable by the Reporting Person.
- 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
- 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Billionaire Hedge Funds
