Filing Details
- Accession Number:
- 0001511701-11-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-24 19:06:03
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-24
- Accepted Time:
- 2011-05-24 18:06:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1327346 | A Bruce Walicek | 224 Airport Parkway Suite 400 San Jose CA 95110 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-20 | 5,000 | $2.42 | 292,705 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $0.60 | 2019-03-23 | 100,000 | 100,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.28 | 2018-01-01 | 31,666 | 31,666 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.31 | 2018-01-01 | 168,333 | 168,333 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | 100,000 | 100,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | 125,000 | 125,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $4.14 | 2017-05-22 | 3,333 | 3,333 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $9.00 | 2016-05-23 | 3,333 | 3,333 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $25.29 | 2015-05-24 | 13,333 | 13,333 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-23 | 100,000 | 100,000 | Direct |
| 2018-01-01 | 31,666 | 31,666 | Direct |
| 2018-01-01 | 168,333 | 168,333 | Direct |
| 2016-02-10 | 100,000 | 100,000 | Direct |
| 2017-02-10 | 125,000 | 125,000 | Direct |
| 2017-05-22 | 3,333 | 3,333 | Direct |
| 2016-05-23 | 3,333 | 3,333 | Direct |
| 2015-05-24 | 13,333 | 13,333 | Direct |
Footnotes
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
- 5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008.
- 18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years.
- 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
- The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009.
Billionaire Hedge Funds
