Filing Details
- Accession Number:
- 0000899243-23-002053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-18 17:00:12
- Reporting Period:
- 2023-01-15
- Accepted Time:
- 2023-01-18 17:00:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591851 | Marie Shawn Soderberg | 4353 North First Street San Jose CA 95134 | Evp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-01-15 | 16,470 | $0.00 | 364,593 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-01-15 | 50,000 | $0.00 | 414,593 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-01-17 | 26,837 | $23.21 | 387,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-01-15 | 16,470 | $0.00 | 16,470 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-01-15 | 50,000 | $0.00 | 50,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,942 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.99 to $23.43. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person remaining a service provider through each applicable vesting date.
- These RSUs vested in full on January 15, 2023.
Billionaire Hedge Funds
