Filing Details
- Accession Number:
- 0001703056-23-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-18 16:27:11
- Reporting Period:
- 2023-01-17
- Accepted Time:
- 2023-01-18 16:27:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703056 | Adt Inc. | ADT | Services-Detective, Guard & Armored Car Services (7381) | 474116383 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1722870 | Daniel Bresingham | C/O Adt Inc. 1501 Yamato Road Boca Raton FL 33431 | Evp, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-17 | 100,000 | $5.27 | 2,034,074 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-17 | 100,000 | $9.60 | 1,934,074 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-01-17 | 157,959 | $9.60 | 1,776,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2023-01-17 | 100,000 | $0.00 | 100,000 | $5.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,161,070 | 2030-03-09 | No | 4 | M | Direct |
Footnotes
- All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Reflects the exercise of vested stock options from the one-time special equity award of stock options issued on March 9, 2020, which vested in part on each of March 9, 2021 and March 9, 2022.
Billionaire Hedge Funds
