Filing Details

Accession Number:
0001225208-23-000689
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-17 20:52:19
Reporting Period:
2023-01-13
Accepted Time:
2023-01-17 20:52:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662926 Stacey Friedman 383 Madison Avenue
New York NY 10179-0001
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-01-13 12,118 $0.00 71,873 No 4 M Direct
Common Stock Acquisiton 2023-01-13 11,738 $0.00 83,611 No 4 M Direct
Common Stock Disposition 2023-01-13 12,152 $139.15 71,459 No 4 F Direct
Common Stock Disposition 2023-01-17 23,148 $140.31 48,311 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-01-13 11,738 $0.00 11,738 $0.00
Common Stock Restricted Stock Units Disposition 2023-01-13 12,118 $0.00 12,118 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-01-13 No 4 M Direct
12,118 2024-01-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 31,050 Indirect By GRAT
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  2. Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on April 20, 2022; and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
  3. Sale pursuant to 10b5-1 plan dated October 21, 2022.
  4. Balance reflects a) 9,303 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 20, 2022 and b) 22,582 shares transferred from the Grantor to fund a new GRAT on April 27, 2022. These transactions are exempt from Section 16(b).
  5. Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
  6. Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.