Filing Details
- Accession Number:
- 0001213900-23-002815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-13 16:38:39
- Reporting Period:
- 2022-12-22
- Accepted Time:
- 2023-01-13 16:38:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828805 | Aeluma Inc. | ALMU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455971 | N. Mark Tompkins | App. 1, Via Guidino 23 Lugano-Paradiso V8 6900 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2022-12-22 | 83,333 | $3.00 | 2,715,833 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- These shares were purchased in the closing of the Issuer's private placement offering held on December 22, 2022.