Filing Details
- Accession Number:
- 0001415889-23-000960
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-13 16:11:12
- Reporting Period:
- 2022-12-30
- Accepted Time:
- 2023-01-13 16:11:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
795212 | Kaspien Holdings Inc. | KSPN | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1808347 | Tom Simpson | 2818 N. Sullivan Road Spokane Valley WA 99216 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2022-12-30 | 9,737 | $0.55 | 0 | No | 4 | S | Indirect | By Kick Start LLC |
Common Stock, Par Value $0.01 Per Share | Disposition | 2022-12-30 | 23,879 | $0.55 | 0 | No | 4 | S | Indirect | By WIN Partners |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Kick Start LLC |
No | 4 | S | Indirect | By WIN Partners |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 14,041 | Indirect | By Kick Start III, LLC |
Common Stock, Par Value $0.01 Per Share | 9,360 | Indirect | By Kick Start IV, LLC |
Common Stock, Par Value $0.01 Per Share | 25 | Indirect | By Wife |
Common Stock, Par Value $0.01 Per Share | 16,000 | Direct |
Footnotes
- Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
- Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.
- Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
- Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.