Filing Details

Accession Number:
0000899243-23-001708
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-12 21:00:22
Reporting Period:
2023-01-10
Accepted Time:
2023-01-12 21:00:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1838615 Alvarium Tiedemann Holdings Inc. ALTI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1426890 Peter Yu 505 Fifth Avenue, 15Th Floor
New York NY 10017
Yes No Yes No
1754782 Pangaea Three-B, Lp 505 Fifth Avenue, 15Th Floor
New York NY 10017
No No Yes No
1847878 Cgc Sponsor Llc 505 Fifth Avenue, 15Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-01-10 41,000 $8.91 212,227 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2023-01-10 23,612 $0.00 235,839 No 4 J Indirect See footnote
Class A Common Stock Acquisiton 2023-01-11 73,187 $9.51 309,026 No 4 P Indirect See footnote
Class A Common Stock Acquisiton 2023-01-12 38,403 $10.04 347,429 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 J Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 6,434,292 Indirect See footnote
Footnotes
  1. Represents securities held by Pangaea Three, LP. Pangaea Three-B, LP is controlled by Peter Yu. Consequently, Mr. Yu may be deemed to share voting and dispositive control over the securities held by Pangaea Three-B, LP, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by Pangaea Three-B, LP, except to the extent of his pecuniary interest therein.
  2. These shares of Class A Common Stock were transferred to Pangaea Three, LP as satisfaction of interest on a loan to a third party.
  3. Represents securities held by CGC Sponsor LLC (the "Sponsor"). Pangaea Three-B, LP is the sole member of the Sponsor, and is controlled by Peter Yu. Consequently, each of Pangaea Three-B, LP and Mr. Yu may be deemed to share voting and dispositive control over the securities held by the Sponsor, and thus to share beneficial ownership of such securities. Mr. Yu disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.