Filing Details
- Accession Number:
- 0001209191-23-003073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-11 20:23:17
- Reporting Period:
- 2023-01-09
- Accepted Time:
- 2023-01-11 20:23:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879407 | Arrowhead Pharmaceuticals Inc. | ARWR | Pharmaceutical Preparations (2834) | 460408024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1553338 | D. William Waddill | 177 E. Colorado Blvd Suite 700 Pasadena CA 91105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-01-09 | 3,200 | $30.00 | 28,950 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-01-10 | 7,867 | $0.00 | 36,817 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Acquisiton | 2023-01-10 | 4,593 | $0.00 | 4,593 | $33.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,593 | 2024-01-10 | 2033-01-10 | No | 4 | A | Direct |
Footnotes
- The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Represents shares underlying restricted stock units, which will vest in one installment on the first anniversary of the grant date.
- Represents options, which will vest in one installment on the first anniversary of the grant date.