Filing Details

Accession Number:
0001209191-23-003073
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-11 20:23:17
Reporting Period:
2023-01-09
Accepted Time:
2023-01-11 20:23:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Pharmaceuticals Inc. ARWR Pharmaceutical Preparations (2834) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553338 D. William Waddill 177 E. Colorado Blvd
Suite 700
Pasadena CA 91105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-01-09 3,200 $30.00 28,950 No 4 S Direct
Common Stock Acquisiton 2023-01-10 7,867 $0.00 36,817 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Acquisiton 2023-01-10 4,593 $0.00 4,593 $33.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,593 2024-01-10 2033-01-10 No 4 A Direct
Footnotes
  1. The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units. The shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Represents shares underlying restricted stock units, which will vest in one installment on the first anniversary of the grant date.
  3. Represents options, which will vest in one installment on the first anniversary of the grant date.