Filing Details

Accession Number:
0001437749-23-000887
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-01-11 17:07:48
Reporting Period:
2023-01-09
Accepted Time:
2023-01-11 17:07:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786248 Nexpoint Real Estate Finance Inc. NREF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
8.50% Series A Cumulative Redeemable Preferred Stock Acquisiton 2023-01-09 510 $20.25 29,810 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
8.50% Series A Cumulative Redeemable Preferred Stock 19,511 Indirect See Footnote
Footnotes
  1. These shares are held by a trust, of which Mr. Dondero is the beneficiary. Mr. Dondero disclaims beneficial ownership of such shares
  2. These shares are held by Drugcrafters ("Drugcrafters"). Mr. Dondero is the sole managing member of the general partner of Drugcrafters, and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.