Filing Details
- Accession Number:
- 0001758730-23-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-09 20:21:31
- Reporting Period:
- 2023-01-05
- Accepted Time:
- 2023-01-09 20:21:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771197 | Scott Zucker | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-01-05 | 5,460 | $63.27 | 29,938 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-01-05 | 5,636 | $63.95 | 24,302 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 3, 2022.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.55 to $63.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.
- This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 4,478 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.56 to $64.27, inclusive.