Home > Insider Trading > Filing (0001758730-23-000031)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758730	Tradeweb Markets Inc.	TW	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1807231	Justin Peterson	Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-01-05	6,951	$63.28	44,362	No	4	S	Direct
Class A Common Stock	Disposition	2023-01-05	6,887	$63.94	37,475	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.56 to $63.55, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.
This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.56 to $64.19, inclusive.