Filing Details
- Accession Number:
- 0001819493-23-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-09 19:42:29
- Reporting Period:
- 2023-01-05
- Accepted Time:
- 2023-01-09 19:42:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819493 | Xos Inc. | XOS | Motor Vehicle Parts & Accessories (3714) | 981550505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1877933 | Dakota Semler | C/O Xos, Inc. 3550 Tyburn Street, Unit 100 Los Angeles CA 90065 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-05 | 15,000 | $0.64 | 3,218,040 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-01-06 | 80,000 | $0.81 | 3,298,040 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-01-09 | 155,189 | $0.94 | 3,453,229 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 53,745,903 | Indirect | Emerald Green Trust |
Common Stock | 502,120 | Indirect | GenFleet LLC |
Footnotes
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $0.57 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.
- Represents weighted average sales price. The shares were sold at prices ranging from $0.67 to $0.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares held by Emerald Green Trust, of which Mr. Semler is a beneficiary.
- Shares held by GenFleet LLC. Mr. Semler may be deemed to beneficially own securities held by GenFleet, LLC by virtue of his indirect beneficial ownership interest in such entity.