Filing Details

Accession Number:
0001127602-11-017396
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-24 16:59:48
Reporting Period:
2008-08-29
Filing Date:
2011-05-24
Accepted Time:
2011-05-24 15:59:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434851 J Anthony Asher 7007 Broadway Avenue
Cleveland OH 44105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2008-08-29 20 $12.15 16,020 No 4 P Indirect By Spouse
Common Stock Acquisiton 2008-11-28 14 $12.75 3,514 No 4 P Indirect By IRA
Common Stock Acquisiton 2008-11-28 20 $12.75 16,040 No 4 P Indirect By Spouse
Common Stock Acquisiton 2009-02-09 700 $12.63 4,214 No 4 P Indirect By IRA
Common Stock Acquisiton 2009-02-27 25 $11.71 4,239 No 4 P Indirect By IRA
Common Stock Acquisiton 2009-02-27 36 $11.71 16,076 No 4 P Indirect By Spouse
Common Stock Acquisiton 2009-05-29 26 $11.25 4,265 No 4 P Indirect By IRA
Common Stock Acquisiton 2009-05-29 38 $11.25 16,114 No 4 P Indirect By Spouse
Common Stock Acquisiton 2009-08-28 38 $11.35 16,152 No 4 P Indirect By Spouse
Common Stock Acquisiton 2009-08-28 26 $11.35 4,291 No 4 P Indirect By IRA
Common Stock Acquisiton 2009-11-27 28 $10.87 4,319 No 4 P Indirect By IRA
Common Stock Acquisiton 2009-11-27 104 $10.87 16,256 No 4 P Indirect By Spouse
Common Stock Acquisiton 2010-02-26 23 $12.87 4,342 No 4 P Indirect By IRA
Common Stock Acquisiton 2010-02-26 88 $12.87 16,344 No 4 P Indirect By Spouse
Common Stock Acquisiton 2010-05-28 23 $13.28 4,365 No 4 P Indirect By IRA
Common Stock Acquisiton 2010-05-28 86 $13.28 16,430 No 4 P Indirect By Spouse
Common Stock Disposition 2011-04-25 2,050 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2011-04-25 2,050 $0.00 18,480 No 5 G Indirect By Spouse
Common Stock Disposition 2011-04-25 3,000 $0.00 10,000 No 5 G Direct
Common Stock Acquisiton 2011-04-25 3,000 $0.00 21,480 No 5 G Indirect By Spouse
Common Stock Disposition 2011-05-24 10,000 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2011-05-24 10,000 $0.00 31,480 No 5 G Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 4 P Indirect By IRA
No 4 P Indirect By Spouse
No 5 G Direct
No 5 G Indirect By Spouse
No 5 G Direct
No 5 G Indirect By Spouse
No 5 G Direct
No 5 G Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
30,000 30,000 Direct
Footnotes
  1. These shares were purchased on behalf of the reporting person's wife by the reporting person's broker through a dividend reinvestment arrangement provided by the brokerage firm.
  2. These shares were purchased on behalf of the reporting person by the reporting person's broker through a dividend reinvestment arrangement provided by the brokerage firm.
  3. These shares were purchased by reporting person jointly with his wife on February 16, 2011. On April 25, 2011, the reporting person gifted these shares to his wife, who shares reporting person's household.
  4. These shares were purchased by the reporting person on May 30, 2008. On April 25, 2011, the reporting person gifted these shares to his wife, who shares the reporting person's household.
  5. On May 24, 2011, the reporting person gifted these shares to his wife, who shares reporting person's household.
  6. As reported on the Form 4 dated August 11, 2008 and filed on August 13, 2008, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs") on August 11, 2008. The RSUs vest 20% on each of the first through the fifth anniversaries of the date of the grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of TFS Financial Corporation common stock. The first 20% and second 20% of these RSUs wested on August 11, 2009 and August 11, 2010, respectively, resulting in the issuance of 10,000 shares on both dates of TFS Financial Corporation common stock to the reporting person.
  7. The Restricted Stock Units vest 20% on each of the first through the fifth anniversaries of the date of the grant, which was August 11, 2008. Restricted Stock Units are entitled to dividend equivalent rights in the form of the cash payment in the amount of any cash dividend paid per share of common stock.