Filing Details
- Accession Number:
- 0001127602-11-017396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-24 16:59:48
- Reporting Period:
- 2008-08-29
- Filing Date:
- 2011-05-24
- Accepted Time:
- 2011-05-24 15:59:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381668 | Tfs Financial Corp | TFSL | Savings Institution, Federally Chartered (6035) | 522054948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434851 | J Anthony Asher | 7007 Broadway Avenue Cleveland OH 44105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-08-29 | 20 | $12.15 | 16,020 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2008-11-28 | 14 | $12.75 | 3,514 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2008-11-28 | 20 | $12.75 | 16,040 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2009-02-09 | 700 | $12.63 | 4,214 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2009-02-27 | 25 | $11.71 | 4,239 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2009-02-27 | 36 | $11.71 | 16,076 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2009-05-29 | 26 | $11.25 | 4,265 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2009-05-29 | 38 | $11.25 | 16,114 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2009-08-28 | 38 | $11.35 | 16,152 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2009-08-28 | 26 | $11.35 | 4,291 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2009-11-27 | 28 | $10.87 | 4,319 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2009-11-27 | 104 | $10.87 | 16,256 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2010-02-26 | 23 | $12.87 | 4,342 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2010-02-26 | 88 | $12.87 | 16,344 | No | 4 | P | Indirect | By Spouse |
Common Stock | Acquisiton | 2010-05-28 | 23 | $13.28 | 4,365 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2010-05-28 | 86 | $13.28 | 16,430 | No | 4 | P | Indirect | By Spouse |
Common Stock | Disposition | 2011-04-25 | 2,050 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-04-25 | 2,050 | $0.00 | 18,480 | No | 5 | G | Indirect | By Spouse |
Common Stock | Disposition | 2011-04-25 | 3,000 | $0.00 | 10,000 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-04-25 | 3,000 | $0.00 | 21,480 | No | 5 | G | Indirect | By Spouse |
Common Stock | Disposition | 2011-05-24 | 10,000 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 10,000 | $0.00 | 31,480 | No | 5 | G | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,000 | 30,000 | Direct |
Footnotes
- These shares were purchased on behalf of the reporting person's wife by the reporting person's broker through a dividend reinvestment arrangement provided by the brokerage firm.
- These shares were purchased on behalf of the reporting person by the reporting person's broker through a dividend reinvestment arrangement provided by the brokerage firm.
- These shares were purchased by reporting person jointly with his wife on February 16, 2011. On April 25, 2011, the reporting person gifted these shares to his wife, who shares reporting person's household.
- These shares were purchased by the reporting person on May 30, 2008. On April 25, 2011, the reporting person gifted these shares to his wife, who shares the reporting person's household.
- On May 24, 2011, the reporting person gifted these shares to his wife, who shares reporting person's household.
- As reported on the Form 4 dated August 11, 2008 and filed on August 13, 2008, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs") on August 11, 2008. The RSUs vest 20% on each of the first through the fifth anniversaries of the date of the grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of TFS Financial Corporation common stock. The first 20% and second 20% of these RSUs wested on August 11, 2009 and August 11, 2010, respectively, resulting in the issuance of 10,000 shares on both dates of TFS Financial Corporation common stock to the reporting person.
- The Restricted Stock Units vest 20% on each of the first through the fifth anniversaries of the date of the grant, which was August 11, 2008. Restricted Stock Units are entitled to dividend equivalent rights in the form of the cash payment in the amount of any cash dividend paid per share of common stock.