Filing Details
- Accession Number:
- 0001517737-11-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-24 15:34:33
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-24
- Accepted Time:
- 2011-05-24 14:34:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256957 | Jr Carl G Everett | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-20 | 6,000 | $0.00 | 6,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-23 | 1,737 | $9.15 | 4,263 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-23 | 579 | $9.15 | 3,684 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-23 | 3,684 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-05-23 | 3,684 | $0.00 | 35,345 | No | 4 | J | Indirect | Everett Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | Everett Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-05-20 | 6,000 | $0.00 | 6,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,000 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the conversion of 100% of the restricted stock units granted on May 20, 2010.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- The securities acquired in conjunction with the May 20, 2011 RSU release were transferred on May 23, 2011 from direct ownership to the Everett Family Revocable Trust.
- Restricted Stock Units vest in 12 equal monthly installments with the vesting dates beginning June 20, 2010 and ending May 20, 2011. Settlement of vested Units into common stock will occur on the earlier of May 20, 2011 or the date the reporting person's engagement with Issuer is terminated (or on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window).
- The restricted stock units released on May 20, 2011, were settled in shares of common stock, and were immediately cancelled upon settlement.