Filing Details
- Accession Number:
- 0001517737-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 20:33:39
- Reporting Period:
- 2011-05-19
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 19:33:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256957 | Jr Carl G Everett | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-19 | 10,000 | $0.00 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-20 | 4,141 | $9.48 | 5,859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-20 | 5,859 | $0.00 | 0 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2011-05-20 | 5,859 | $0.00 | 31,661 | No | 4 | J | Indirect | Everett Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | Everett Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2011-05-19 | 6,000 | $0.00 | 6,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-05-19 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,000 | No | 4 | A | Direct | ||
| 28,000 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the first conversion of one-half of the restricted stock units granted on May 19, 2010.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- The securities acquired in conjunction with the May 19, 2011 RSU release were transferred on May 20, 2011 from direct ownership to the Everett Family Revocable Trust.
- Restricted Stock Units vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 19, 2011 and ending on May 19, 2012. Settlement of vested Units into common stock will occur on the earlier of May 19, 2012 and the date the reporting person ceases to provide services to the Issuer, or thereafter, on the first market trading day in an open trading window under Issuer's insider trading policy if the applicable date is not a market trading day in an open trading window.
- If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in Section 9.5 of the Plan and any other agreements regarding award vesting and exercisability between the reporting person and Issuer, which agreement or form agreements are filed with the SEC.
- The Restricted Stock Units vest in two equal annual installments on each May 19 of 2011 and 2012, subject to continued service.
- The restricted stock units released on May 19, 2011, were settled in shares of common stock, and were immediately cancelled upon settlement.
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