Filing Details
- Accession Number:
- 0001948079-23-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-06 13:03:16
- Reporting Period:
- 2023-01-04
- Accepted Time:
- 2023-01-06 13:03:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1907685 | Comera Life Sciences Holdings Inc. | CMRA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1948079 | David Soane | C/O Soane Labs, Llc 380 Ne 72Nd Terrace Miami FL 33138 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-01-04 | 67,567 | $1.23 | 3,336,562 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2023-01-04 | 67,567 | $1.23 | 88,729 | No | 4 | P | Indirect | By Trust |
Common Stock | Acquisiton | 2023-01-04 | 67,567 | $1.23 | 88,729 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
No | 4 | P | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2023-01-04 | 135,134 | $0.13 | 135,134 | $1.23 |
Common Stock | Warrant (right to buy) | Acquisiton | 2023-01-04 | 135,134 | $0.13 | 135,134 | $1.23 |
Common Stock | Warrant (right to buy) | Acquisiton | 2023-01-04 | 135,134 | $0.13 | 135,134 | $1.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
135,134 | 2023-01-04 | 2028-01-04 | No | 4 | P | Indirect |
135,134 | 2023-01-04 | 2028-01-04 | No | 4 | P | Indirect |
135,134 | 2023-01-04 | 2028-01-04 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 589,786 | Direct |
Footnotes
- Includes 663,288 Earn-Out Shares. Earn-Out Shares are shares of Common Stock held in escrow, which shares will be released if, at any time prior to May 19, 2024, either (i) the volume-weighted average price of the Common Stock is equal to or greater than $12.50 for twenty trading days within a thirty trading day period or (ii) upon a change of control with aggregate consideration in excess of $12.50 per share of Common Stock.
- Held by The Soane Family Trust, of which David Soane is a trustee and members of the Dr. Soane's immediate family are trustees and beneficiaries. Dr. Soane disclaims beneficial ownership except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- Includes 4,298 Earn-Out Shares
- Held by the Alexander V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- Held by the Nicholas V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- Includes 119,779 Earn-Out Shares