Filing Details

Accession Number:
0001513990-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-23 17:26:29
Reporting Period:
2011-01-26
Filing Date:
2011-05-23
Accepted Time:
2011-05-23 16:26:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866970 Lighting Science Group Corp LSCG Electric Lighting & Wiring Equipment (3640) 232596710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513990 Leon Wagner C/O Lighting Science Group Corporation
Building 2A, 1227 South Patrick Drive
Satellite Beach FL 32937
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-26 60,000 $3.30 126,667 No 4 P Direct
Common Stock Acquisiton 2011-01-26 45,000 $3.30 171,667 No 4 P Direct
Common Stock Acquisiton 2011-01-26 15,000 $3.30 186,667 No 4 P Direct
Common Stock Acquisiton 2011-01-26 634,394 $3.30 821,061 No 4 P Direct
Common Stock Acquisiton 2011-05-19 28,852 $3.70 849,913 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. These shares are held by the Leon Wagner 2011 Trust No. 1 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
  2. These shares are held by the Leon Wagner 2011 Trust No. 2 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
  3. These shares are held by the Leon Wagner 2011 Trust No. 3 and were purchased through a private placement of the Issuer's common stock. The reporting person may be deemed to be the beneficial owner of such shares.
  4. These shares were purchased by the reporting person through a private placement of the Issuer's common stock.