Filing Details
- Accession Number:
- 0001822966-23-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-05 19:09:55
- Reporting Period:
- 2023-01-03
- Accepted Time:
- 2023-01-05 19:09:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1914614 | K Robert Temple | 6650 Sw Redwood Lane, Suite 210 Portland OR 97224 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-01-03 | 39,642 | $3.41 | 41,642 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-01-03 | 39,642 | $10.19 | 2,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-01-03 | 39,642 | $0.00 | 39,642 | $3.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
204,985 | 2021-03-01 | 2028-02-14 | No | 4 | M | Direct |
Footnotes
- On November 3, 2022, the reporting person filed a Form 4 which inadvertently reported that, following his exercise of an option and sale of the underlying stock, he owned 117,113 shares of Class A Common Stock, which was reduced to 78,742 shares following subsequent sales. In fact, as reported on this Form 4, the reporting person owns 2,000 shares before and after the current transaction.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.39, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.