Filing Details
- Accession Number:
- 0001271163-23-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-05 18:32:04
- Reporting Period:
- 2022-12-29
- Accepted Time:
- 2023-01-05 18:32:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845611 | Gabelli Convertible & Income Securities Fund Inc | GCV.G | () | 133523423 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series G Cumulative Preferred Stock | Acquisiton | 2022-12-29 | 200,000 | $10.00 | 200,000 | No | 4 | P | Indirect | Associated Capital Group, Inc. |
Series G Cumulative Preferred Stock | Acquisiton | 2022-12-29 | 150,000 | $10.00 | 150,000 | No | 4 | P | Indirect | GAMCO Investors, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Associated Capital Group, Inc. |
No | 4 | P | Indirect | GAMCO Investors, Inc. |
Footnotes
- The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.