Filing Details
- Accession Number:
- 0001127602-11-017293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-23 17:01:52
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-23
- Accepted Time:
- 2011-05-23 16:01:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1102634 | W James Fulmer | Tompkins Financial Corporation P O Box 460 Ithaca NY 14851 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - 401K/Esop | Acquisiton | 2011-05-16 | 389 | $0.00 | 13,046 | No | 5 | L | Direct | |
| Common Stock - 401K/Esop | Disposition | 2011-05-20 | 373 | $39.21 | 12,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | L | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares acquired through profit sharing and reinvestment of quarterly cash dividends.
- Shares sold to diversify investments in 401K/ESOP.
Billionaire Hedge Funds
