Filing Details

Accession Number:
0000315189-11-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-20 16:48:32
Reporting Period:
2011-05-20
Filing Date:
2011-05-20
Accepted Time:
2011-05-20 15:48:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411741 Markwart Pentz Von One John Deere Place
Moline IL 61265
Pres.ag&Turf Div. Eur.,Afr.,Me No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2011-05-20 3,520 $34.69 31,884 No 4 M Direct
$1 Par Common Stock Disposition 2011-05-20 3,520 $85.89 28,364 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-05-20 4,424 $34.44 32,788 No 4 M Direct
$1 Par Common Stock Disposition 2011-05-20 4,424 $85.89 28,364 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-05-20 5,998 $48.38 34,362 No 4 M Direct
$1 Par Common Stock Disposition 2011-05-20 5,998 $85.89 28,364 No 4 S Direct
$1 Par Common Stock Acquisiton 2011-05-20 28,243 $39.67 56,607 No 4 M Direct
$1 Par Common Stock Disposition 2011-05-20 28,243 $85.06 28,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2011-05-20 3,520 $0.00 3,520 $34.69
Common Stock Market Priced Options Disposition 2011-05-20 4,424 $0.00 4,424 $34.44
Common Stock Market Priced Options Disposition 2011-05-20 5,998 $0.00 5,998 $48.38
Common Stock Market Priced Options Disposition 2011-05-20 28,243 $0.00 28,243 $39.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-08 No 4 M Direct
0 2015-12-07 No 4 M Direct
0 2016-12-06 No 4 M Direct
13,911 2018-12-17 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on February 24, 2011.
  2. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  3. The price reported in Column 4 for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Includes 24,653 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units are settled solely in shares and include the ability to have shares withheld to satisfy income tax obligations.
  5. The options became exercisable on December 8, 2007.
  6. The options became exercisable in two approximately equal installments on December 7, 2006 and 2007.
  7. The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.
  8. The options became exercisable in two approximately equal installments on December 17, 2009 and 2010.