Filing Details
- Accession Number:
- 0001423774-23-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-01-04 18:09:30
- Reporting Period:
- 2022-12-31
- Accepted Time:
- 2023-01-04 18:09:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1423774 | Zuora Inc | ZUO | Services-Prepackaged Software (7372) | 205530976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1846803 | Sri Srinivasan | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Chief Product & Tech Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-12-31 | 17,500 | $0.00 | 109,459 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2022-12-31 | 20,834 | $0.00 | 130,293 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-01-03 | 15,281 | $6.32 | 115,012 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2022-12-31 | 17,500 | $0.00 | 17,500 | $0.00 |
Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Disposition | 2022-12-31 | 20,834 | $0.00 | 20,834 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140,000 | No | 4 | M | Direct | ||
187,500 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 2,000 | Indirect | By The Srinivasan Muthuswamy Trust, Dated May 7th, 2015 |
Footnotes
- Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one and two of Table I.
- The securities are held of record by The Srinivasan Muthuswamy Trust, Dated May 7th, 2015, of which the Reporting Person is trustee.
- Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
- The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on December 31, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
- RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.