Filing Details

Accession Number:
0001480248-11-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-18 17:19:12
Reporting Period:
2011-05-16
Filing Date:
2011-05-18
Accepted Time:
2011-05-18 16:19:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325214 Thomas Gutierrez Gt Solar International Inc.
243 Daniel Webster Highway
Merrimack NH 03054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-05-16 25,500 $5.36 69,050 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-05-16 30,275 $12.01 38,775 No 4 S Direct
Common Stock, Par Value $.01 Acquisiton 2011-05-18 97,049 $5.36 135,824 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-05-18 99,049 $12.04 36,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Stock Option (Right to Buy) Disposition 2011-05-16 25,500 $0.00 25,500 $5.36
Common Stock, Par Value $.01 Stock Option (Right to Buy) Disposition 2011-05-18 97,049 $0.00 97,049 $5.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
758,814 2019-10-29 No 4 M Direct
661,765 2019-10-29 No 4 M Direct
Footnotes
  1. Sale of these shares were made by Mr. Gutierrez pursuant to a Rule 10b5-1 Plan adopted on March 11, 2011.
  2. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.00 to $12.03. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.00 to $12.11. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Of these options, one fourth vested on October 29, 2010, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to October, 2010.